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Securities Commission - Latest News [Page 5]
Nathans Finance directors charged
Tuesday, 23 December 2008, 4:01 pm | Securities Commission
The Securities Commission has laid criminal charges and issued civil proceedings against Nathans Finance directors John Hotchin, Donald Young and Kenneth Moses. More >>
Bridgecorp chairman & remaining directors charged
Tuesday, 23 December 2008, 3:45 pm | Securities Commission
The Securities Commission has laid criminal charges against the chairman of Bridgecorp Bruce Davidson and non-executive directors Gary Urwin and Peter Steigrad. More >>
Commission supports the work of IASB
Thursday, 23 October 2008, 3:08 pm | Securities Commission
The New Zealand Securities Commission reaffirms its commitment to the development and enforcement of high quality financial reporting standards. Such standards are important to the proper functioning of the capital markets. More >>
Exemptions relating to deposit guarantee scheme
Friday, 17 October 2008, 5:10 pm | Securities Commission
The Securities Commission today decided to grant exemptions to facilitate disclosure by issuers about the New Zealand deposit guarantee scheme. More >>
Commission welcomes new financial legislation
Wednesday, 24 September 2008, 5:33 pm | Securities Commission
The Securities Commission welcomes the passing of the Financial Advisers Bill by Parliament today. More >>
New charges laid against Bridgecorp directors
Tuesday, 9 September 2008, 1:04 pm | Securities Commission
New, more serious Securities Act charges have been laid against Bridgecorp executive directors Rodney Petricevic and Robert Roest. More >>
Securities Commission to review issuers’ responses
Thursday, 4 September 2008, 10:13 am | Securities Commission
The Securities Commission will review how well issuers respond to significant reporting challenges in the current market as part of its surveillance programme. More >>
Cycle 7 of Financial Reporting Surveillance
Wednesday, 6 August 2008, 10:46 am | Securities Commission
The Securities Commission has released Cycle 7 of its Financial Reporting Surveillance Programme. With the completion of this cycle all New Zealand Exchange listed issuers, other than some dual or overseas listed entities, have been reviewed at least once. More >>
Annual oversight review of NZ Exchange Ltd
Friday, 20 June 2008, 10:41 am | Securities Commission
The Securities Commission’s third annual oversight review has found NZX’s performance as a registered exchange continues to be good. “These annual reviews help to strengthen investor confidence in NZX’s performance of its regulatory role,” Commission ... More >>
SC Chairman re-elected chair of world organisation
Friday, 30 May 2008, 1:48 pm | Securities Commission
The Chairman of the Securities Commission, Jane Diplock AO, has been re-elected Chairman of the Executive Committee of IOSCO (International Organization of Securities Commissions) for a third term. More >>
Telephone share scammers active in NZ again
Monday, 3 March 2008, 2:11 pm | Securities Commission
“The Securities Commission is getting an increased number of inquiries about overseas callers offering share deals,” Director of Market Supervision, John Mulry says. More >>
Financial Reporting Surveillance Programme
Friday, 29 February 2008, 4:37 pm | Securities Commission
Cycle 6 of Financial Reporting Surveillance Programme Completed The Securities Commission has completed Cycle 6 of its Financial Reporting Surveillance Programme. More >>
Investment advisers must disclose more information
Thursday, 28 February 2008, 3:27 pm | Securities Commission
If you visit an investment adviser tomorrow you should be given a disclosure statement explaining the adviser’s qualifications and training, the products they give advice on, and the fees you will have to pay. More >>
Commission to call for disclosure statements
Wednesday, 20 February 2008, 10:46 am | Securities Commission
The Securities Commission will be contacting investment advisers and brokers early next month to check their compliance with new investment adviser disclosure laws. More >>
Air NZ to suspend service between Nadi an
Thursday, 24 January 2008, 11:04 am | Securities Commission
Air New Zealand said today that it will suspend flights between Nadi and Los Angeles operated by the airline three times per week, effective 26 April 2008. Instead, Air New Zealand will expand its code-share agreement with Air Pacific from four services ... More >>
Oversight Review of NZ Exchange Limited
Thursday, 24 January 2008, 11:02 am | Securities Commission
The Securities Commission has released the terms of reference for its oversight review of NZX for the 2007 calendar year. More >>
Takeovers Panel Settles Kerifresh Matter
Tuesday, 25 December 2007, 2:46 pm | Securities Commission
The Panel is aiming to achieve a solution that is appropriate and fair to the shareholders and the company itself. The Panel is trying to resolve the matter quickly and without recourse to the Courts. More >>
Guide to new securities law now available
Thursday, 20 December 2007, 12:33 am | Securities Commission
New securities law for investment advisers and market participants 2008 is now available at www.seccom.govt.nz and www.newsecuritieslaw.govt.nz . The book is a guide to the new requirements under the Securities Markets Act which come into force on 29 February ... More >>
New securities law for investment advisers
Tuesday, 4 December 2007, 10:12 am | Securities Commission
The Minister of Commerce, Hon Lianne Dalziel, today announced that changes to securities law made when the Securities Legislation Bill was passed in October 2006 will come into force on 29 February 2008. More >>
Look Learn Invest - new website to help investors
Tuesday, 6 November 2007, 11:50 am | Securities Commission
The Securities Commission today launched a campaign aimed at helping people make better investment decisions. More >>
