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Financial Markets Authority - Latest News [Page 25]
FMA releases Auditor regulation and oversight plan
Monday, 13 June 2016, 11:25 am | Financial Markets Authority
The Financial Markets Authority (FMA) has released its auditor regulation and oversight plan for 2016. The FMA’s plan sets out the new style of audit report issued by the External Reporting Board, intended to provide better information to investors. More >>
Investigation into Morgan Cooper Limited
Friday, 3 June 2016, 3:19 pm | Financial Markets Authority
The Financial Markets Authority (FMA) is investigating a complaint received in relation to Morgan Cooper Limited (MCL) and a Mr Rodney McCall (aka Rodney Crichton) for potential contraventions of financial markets legislation. More >>
FMA: Assessment of complaints against Silver Fern Farms
Wednesday, 25 May 2016, 9:55 am | Financial Markets Authority
The Financial Markets Authority (FMA) has concluded its assessment of complaints received about Silver Fern Farms Limited (SFF) and will be taking no further action. More >>
FMA orders Cambrian to change misleading materials
Friday, 20 May 2016, 11:12 am | Financial Markets Authority
The Financial Markets Authority (FMA) has ordered a foreign exchange educator to change its marketing materials on the basis that they were misleading or deceptive, and it had made unsubstantiated statements about its services. More >>
Market wobbles dent confidence but investors are positive
Wednesday, 18 May 2016, 12:23 pm | Financial Markets Authority
Confidence in New Zealand’s markets fell slightly in the last 12 months to 56% this year from 60% in 2015, following a year of uncertainty and turmoil in the markets. Confidence is higher among investors, with 59% of those with investments expressing ... More >>
FMA issues formal warning to Craigs
Tuesday, 3 May 2016, 11:33 am | Financial Markets Authority
The Financial Markets Authority (FMA) has today issued a formal warning to Craigs Investment Partners Limited (Craigs) under section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the AML/CFT Act). More >>
Cross-border trade agreement means more investment choices
Thursday, 28 April 2016, 4:24 pm | Financial Markets Authority
New Zealand investors will benefit from more competition for their investment dollar and more choice of investment options as a result of an international agreement signed today. More >>
3 Things That Stop You From Making Good Investment Decisions
Thursday, 21 April 2016, 10:54 am | Financial Markets Authority
Three things that stop you from making good investment decisions – and four that can help More >>
Be wary of investment offers from outside the patch
Tuesday, 12 April 2016, 12:51 pm | Financial Markets Authority
After receiving more than 2,000 complaints since July 2014, the Financial Markets Authority (FMA) is warning investors to step inside the regulatory tent for their own protection. More >>
The FMA’s 100 billion dollar challenge
Friday, 26 February 2016, 12:40 pm | Financial Markets Authority
The final phase of implementing the Financial Markets Conduct Act (FMC Act) involves the Financial Markets Authority (FMA) licensing a sector responsible for about $100 billion of New Zealanders’ wealth. More >>
FMA publishes new and improved online resources
Wednesday, 10 February 2016, 2:13 pm | Financial Markets Authority
You’re in KiwiSaver and now you’re willing and able to invest in something else. But you’re not sure in what, and with who? Knowing where to find useful, independent information is half the battle and the Financial Markets Authority (FMA) has updated ... More >>
FMA issues sales and advice monitoring report
Tuesday, 17 November 2015, 10:16 am | Financial Markets Authority
The Financial Markets Authority (FMA) today publishes its first monitoring report on practices in sales and advice within New Zealand’s financial services sector. More >>
SPG and SPGI director Andrew Robinson sentenced
Tuesday, 27 October 2015, 4:34 pm | Financial Markets Authority
Former company director and financial adviser, Andrew Hrothgar Robinson, has today been sentenced in the Auckland High Court. More >>
FMA confirms new organisation structure
Friday, 16 October 2015, 10:11 am | Financial Markets Authority
The Financial Markets Authority (FMA) today announced a revised organisational structure and key appointments for its executive committee. More >>
Second SPGI director pleads guilty to FMA charges
Friday, 9 October 2015, 12:27 pm | Financial Markets Authority
Company director, Mark Andrew Turnock, has pleaded guilty to a charge brought by the Financial Markets Authority (FMA), relating to his involvement as director of SPG Investment Company No.1 Limited (SPGI). More >>
FMA 2015 KiwiSaver report
Monday, 5 October 2015, 10:53 am | Financial Markets Authority
The Financial Markets Authority’s (FMA) latest report into KiwiSaver activity shows funds flowing into KiwiSaver at an all-time high during the 12 months to 31 March 2015. Investment returns were the biggest component of positive fund flows while ... More >>
FMA publishes first annual report under the new regime
Friday, 2 October 2015, 10:44 am | Financial Markets Authority
The Financial Markets Authority (FMA) 2015 annual report marks a turning point for the FMA and for New Zealand’s financial markets. This is the first report published under the fully implemented Financial Markets Conduct (FMC) Act and highlights activity ... More >>
SPG and SPGI director pleads guilty to FMA charges
Wednesday, 30 September 2015, 1:46 pm | Financial Markets Authority
Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by the Financial Markets Authority (FMA), relating to his involvement as director ofStrategic Planning Group Limited (SPG) and SPG Investment ... More >>
Fourth and final director sentenced
Friday, 25 September 2015, 2:36 pm | Financial Markets Authority
A former director of OPI Pacific Finance, David Mark Anderson, has today been sentenced in the Auckland High Court for misleading investors. More >>
Third director sentenced in OPI Pacific Finance case
Wednesday, 23 September 2015, 11:16 am | Financial Markets Authority
A former director of OPI Pacific Finance Limited, Craig Robert White, has today been sentenced in the Auckland High Court. More >>
