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Financial Markets Authority - Latest News [Page 26]
FMA issues formal warning to Craigs
Tuesday, 3 May 2016, 11:33 am | Financial Markets Authority
The Financial Markets Authority (FMA) has today issued a formal warning to Craigs Investment Partners Limited (Craigs) under section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the AML/CFT Act). More >>
Cross-border trade agreement means more investment choices
Thursday, 28 April 2016, 4:24 pm | Financial Markets Authority
New Zealand investors will benefit from more competition for their investment dollar and more choice of investment options as a result of an international agreement signed today. More >>
3 Things That Stop You From Making Good Investment Decisions
Thursday, 21 April 2016, 10:54 am | Financial Markets Authority
Three things that stop you from making good investment decisions – and four that can help More >>
Be wary of investment offers from outside the patch
Tuesday, 12 April 2016, 12:51 pm | Financial Markets Authority
After receiving more than 2,000 complaints since July 2014, the Financial Markets Authority (FMA) is warning investors to step inside the regulatory tent for their own protection. More >>
The FMA’s 100 billion dollar challenge
Friday, 26 February 2016, 12:40 pm | Financial Markets Authority
The final phase of implementing the Financial Markets Conduct Act (FMC Act) involves the Financial Markets Authority (FMA) licensing a sector responsible for about $100 billion of New Zealanders’ wealth. More >>
FMA publishes new and improved online resources
Wednesday, 10 February 2016, 2:13 pm | Financial Markets Authority
You’re in KiwiSaver and now you’re willing and able to invest in something else. But you’re not sure in what, and with who? Knowing where to find useful, independent information is half the battle and the Financial Markets Authority (FMA) has updated ... More >>
FMA issues sales and advice monitoring report
Tuesday, 17 November 2015, 10:16 am | Financial Markets Authority
The Financial Markets Authority (FMA) today publishes its first monitoring report on practices in sales and advice within New Zealand’s financial services sector. More >>
SPG and SPGI director Andrew Robinson sentenced
Tuesday, 27 October 2015, 4:34 pm | Financial Markets Authority
Former company director and financial adviser, Andrew Hrothgar Robinson, has today been sentenced in the Auckland High Court. More >>
FMA confirms new organisation structure
Friday, 16 October 2015, 10:11 am | Financial Markets Authority
The Financial Markets Authority (FMA) today announced a revised organisational structure and key appointments for its executive committee. More >>
Second SPGI director pleads guilty to FMA charges
Friday, 9 October 2015, 12:27 pm | Financial Markets Authority
Company director, Mark Andrew Turnock, has pleaded guilty to a charge brought by the Financial Markets Authority (FMA), relating to his involvement as director of SPG Investment Company No.1 Limited (SPGI). More >>
FMA 2015 KiwiSaver report
Monday, 5 October 2015, 10:53 am | Financial Markets Authority
The Financial Markets Authority’s (FMA) latest report into KiwiSaver activity shows funds flowing into KiwiSaver at an all-time high during the 12 months to 31 March 2015. Investment returns were the biggest component of positive fund flows while ... More >>
FMA publishes first annual report under the new regime
Friday, 2 October 2015, 10:44 am | Financial Markets Authority
The Financial Markets Authority (FMA) 2015 annual report marks a turning point for the FMA and for New Zealand’s financial markets. This is the first report published under the fully implemented Financial Markets Conduct (FMC) Act and highlights activity ... More >>
SPG and SPGI director pleads guilty to FMA charges
Wednesday, 30 September 2015, 1:46 pm | Financial Markets Authority
Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by the Financial Markets Authority (FMA), relating to his involvement as director ofStrategic Planning Group Limited (SPG) and SPG Investment ... More >>
Fourth and final director sentenced
Friday, 25 September 2015, 2:36 pm | Financial Markets Authority
A former director of OPI Pacific Finance, David Mark Anderson, has today been sentenced in the Auckland High Court for misleading investors. More >>
Third director sentenced in OPI Pacific Finance case
Wednesday, 23 September 2015, 11:16 am | Financial Markets Authority
A former director of OPI Pacific Finance Limited, Craig Robert White, has today been sentenced in the Auckland High Court. More >>
Third guilty plea entered in OPI Pacific Finance case
Friday, 18 September 2015, 3:34 pm | Financial Markets Authority
A former director of OPI Pacific Finance, Craig Robert White, has today pleaded guilty to misleading investors in a prosecution taken by the Financial Markets Authority (FMA). More >>
Sentences delivered in OPI Pacific Finance case
Friday, 18 September 2015, 10:32 am | Financial Markets Authority
Two former directors of OPI Pacific Finance Limited, Mark Lawrence Lacy and Jason Robert Duncan Maywald, have today been sentenced in the Auckland High Court. More >>
FMA chief executive looks forward to long-term benefits
Tuesday, 8 September 2015, 9:13 am | Financial Markets Authority
The Financial Markets Authority (FMA) chief executive Rob Everett has told a trans-Tasman audience that it will be four to five years before New Zealand sees the full economic and business benefits of the new financial services regulatory regime. More >>
Turning a lump sum into a smooth income
Tuesday, 1 September 2015, 10:00 am | Financial Markets Authority
A survey of New Zealanders approaching retirement has found one in four people are unsure of how to manage the money in their KiwiSaver funds when they reach 65. More >>
FMA releases enforcement and investigations report 2015
Friday, 28 August 2015, 9:19 am | Financial Markets Authority
The Financial Markets Authority (FMA) today published its enforcement and investigations report for the year ending 30 June 2015. More >>
