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Financial Markets Authority - Latest News [Page 26]

Second SPGI director pleads guilty to FMA charges

Friday, 9 October 2015, 12:27 pm | Financial Markets Authority

Company director, Mark Andrew Turnock, has pleaded guilty to a charge brought by the Financial Markets Authority (FMA), relating to his involvement as director of SPG Investment Company No.1 Limited (SPGI). More >>

FMA 2015 KiwiSaver report

Monday, 5 October 2015, 10:53 am | Financial Markets Authority

The Financial Markets Authority’s (FMA) latest report into KiwiSaver activity shows funds flowing into KiwiSaver at an all-time high during the 12 months to 31 March 2015. Investment returns were the biggest component of positive fund flows while ... More >>

FMA publishes first annual report under the new regime

Friday, 2 October 2015, 10:44 am | Financial Markets Authority

The Financial Markets Authority (FMA) 2015 annual report marks a turning point for the FMA and for New Zealand’s financial markets. This is the first report published under the fully implemented Financial Markets Conduct (FMC) Act and highlights activity ... More >>

SPG and SPGI director pleads guilty to FMA charges

Wednesday, 30 September 2015, 1:46 pm | Financial Markets Authority

Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by the Financial Markets Authority (FMA), relating to his involvement as director ofStrategic Planning Group Limited (SPG) and SPG Investment ... More >>

Fourth and final director sentenced

Friday, 25 September 2015, 2:36 pm | Financial Markets Authority

A former director of OPI Pacific Finance, David Mark Anderson, has today been sentenced in the Auckland High Court for misleading investors. More >>

Third director sentenced in OPI Pacific Finance case

Wednesday, 23 September 2015, 11:16 am | Financial Markets Authority

A former director of OPI Pacific Finance Limited, Craig Robert White, has today been sentenced in the Auckland High Court. More >>

Third guilty plea entered in OPI Pacific Finance case

Friday, 18 September 2015, 3:34 pm | Financial Markets Authority

A former director of OPI Pacific Finance, Craig Robert White, has today pleaded guilty to misleading investors in a prosecution taken by the Financial Markets Authority (FMA). More >>

Sentences delivered in OPI Pacific Finance case

Friday, 18 September 2015, 10:32 am | Financial Markets Authority

Two former directors of OPI Pacific Finance Limited, Mark Lawrence Lacy and Jason Robert Duncan Maywald, have today been sentenced in the Auckland High Court. More >>

FMA chief executive looks forward to long-term benefits

Tuesday, 8 September 2015, 9:13 am | Financial Markets Authority

The Financial Markets Authority (FMA) chief executive Rob Everett has told a trans-Tasman audience that it will be four to five years before New Zealand sees the full economic and business benefits of the new financial services regulatory regime. More >>

Turning a lump sum into a smooth income

Tuesday, 1 September 2015, 10:00 am | Financial Markets Authority

A survey of New Zealanders approaching retirement has found one in four people are unsure of how to manage the money in their KiwiSaver funds when they reach 65. More >>

FMA releases enforcement and investigations report 2015

Friday, 28 August 2015, 9:19 am | Financial Markets Authority

The Financial Markets Authority (FMA) today published its enforcement and investigations report for the year ending 30 June 2015. More >>

FMA encourages people to get their KiwiSaver fighting fit

Thursday, 27 August 2015, 4:12 pm | Financial Markets Authority

That’s the question the Financial Markets Authority (FMA) is encouraging New Zealanders to consider during Money Week next week, to make sure their KiwiSaver is on track to help them achieve their retirement goals. More >>

Guilty pleas entered in OPI Pacific Finance case

Friday, 21 August 2015, 3:43 pm | Financial Markets Authority

Two former directors of OPI Pacific Finance, Mark Lawrence Lacy and Jason Robert Duncan Maywald, have today pleaded guilty to two charges under the Securities Act 1978 in a prosecution commenced by the Financial Markets Authority (FMA) in 2013. More >>

Life after work - ready or not

Wednesday, 12 August 2015, 8:51 am | Financial Markets Authority

New survey asks how well New Zealand’s older population is planning for retirement More >>

Belinda Moffat decides to leave FMA

Monday, 3 August 2015, 2:11 pm | Financial Markets Authority

The Financial Market’s Authority (FMA) today announced that Belinda Moffat has decided to leave the FMA after three and a half years leading the FMA’s enforcement team. Ms Moffat joined the FMA in March 2012, in the establishment phase of the new ... More >>

FMA files civil proceedings against portfolio manager

Friday, 31 July 2015, 12:53 pm | Financial Markets Authority

The Financial Markets Authority (FMA) has issued civil proceedings in the High Court seeking pecuniary penalties against Mr Mark Warminger for trading carried out while employed by Milford Asset Management Limited (Milford). The trading occurred between ... More >>

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