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Financial Markets Authority - Latest News [Page 27]
Annual review shows NZX meeting regulatory obligations
Tuesday, 26 May 2015, 9:53 am | Financial Markets Authority
The Financial Markets Authority (FMA) today confirmed that NZX has complied with its statutory obligations to ensure that its markets are fair, orderly, and transparent. More >>
FMA secures $500,000 compensation payment from Pacific Edge
Monday, 25 May 2015, 4:16 pm | Financial Markets Authority
FMA issues warning on continuous disclosure obligations and secures $500,000 compensation payment from Pacific Edge Limited More >>
FMA removes offshore firms from Register
Tuesday, 19 May 2015, 10:27 am | Financial Markets Authority
The Financial Markets Authority (FMA) today confirmed that a number of offshore firms have recently been removed from the Financial Services Provider Register (FSPR). While the Registrar of Companies maintains the FSPR, the FMA has powers to direct ... More >>
Small DIMS providers benefit from reduced reporting needs
Tuesday, 5 May 2015, 10:44 am | Financial Markets Authority
The Financial Markets Authority (FMA) has provided smaller businesses that offer a Discretionary Investment Management Service (DIMS) relief from some financial reporting requirements. The FMA has approved two categories of exemptions that will be available ... More >>
SPI directors fined for breaching financial reporting rules
Thursday, 30 April 2015, 12:35 pm | Financial Markets Authority
The two directors of SPI Property Fund Limited have today been fined $25,312 each for breaches of the Financial Reporting Act in the Auckland District Court. The Financial Markets Authority (FMA) brought three charges against each of the directors, Murray ... More >>
New guide to bank capital notes
Thursday, 23 April 2015, 2:40 pm | Financial Markets Authority
The Financial Markets Authority (FMA) encourages consumers who are considering investing in bank capital notes to read its new guide on this type of investment product. More >>
FMA completes Memorandum of Understanding
Thursday, 16 April 2015, 12:03 pm | Financial Markets Authority
The Financial Markets Authority (FMA) has recently signed Memorandums of Understanding (MOUs) with the Insurance Savings Ombudsman (ISO) and the Banking Ombudsman Scheme (BOS). This follows the completion of MOUs with the Financial Dispute Resolution ... More >>
Better information for investors
Tuesday, 14 April 2015, 10:38 am | Financial Markets Authority
Information for investors will now be provided in a format that is easier-to-understand and more accessible than before. The way that financial products are made available to the public has been overhauled under the Financial Markets Conduct Act 2013 (FMC ... More >>
New-look FMA website
Monday, 23 March 2015, 10:17 am | Financial Markets Authority
The Financial Markets Authority (FMA) is launching a refreshed website this week, making it easier for regulated businesses to quickly find the information they need. Visitors to the website will notice a simplified design, plus much-improved navigation ... More >>
FMA warns firm under Anti-Money Laundering Act
Thursday, 12 March 2015, 10:11 am | Financial Markets Authority
The Financial Markets Authority (FMA) has issued a formal warning to MSL Capital Markets Limited (MSL) under section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act (the Act). More >>
FMA spells out practical approach to supervision
Monday, 9 March 2015, 8:57 am | Financial Markets Authority
The Financial Markets Authority (FMA) has spelt out its practical approach to its supervision responsibilities, as the financial services and markets regulator increases the emphasis on supervision under the newly-effective Financial Markets Conduct Act ... More >>
FMA welcomes opportunity to review financial advice laws
Tuesday, 3 March 2015, 12:08 pm | Financial Markets Authority
The Financial Markets Authority (FMA) welcomes today’s announcement by the Minister of Commerce and Consumer Affairs, Paul Goldsmith, about the review of legislation governing financial advisers. More >>
FMA settlement reached over rural interest rate swaps
Tuesday, 17 February 2015, 9:33 am | Financial Markets Authority
The Financial Markets Authority (FMA) has reached a settlement with Westpac regarding the sale, promotion and marketing of interest rate swaps to some rural customers. More >>
Action against non-filing of financial statements pays off
Friday, 13 February 2015, 11:27 am | Financial Markets Authority
A new report released today by the Financial Markets Authority (FMA) shows the proportion of companies filing their financial statements on time has improved significantly since the FMA’s initial review in 2014. More >>
FMA and NZX sign Memorandum of Understanding
Wednesday, 28 January 2015, 2:37 pm | Financial Markets Authority
The Financial Markets Authority (FMA) and NZX have this week signed a Memorandum of Understanding (MoU). The MoU sets out the framework for engagement and co-operation between the FMA and NZX, taking into account their complementary regulatory responsibilities ... More >>
FMA warns individual trader over online market manipulation
Friday, 23 January 2015, 11:35 am | Financial Markets Authority
The Financial Markets Authority (FMA) has issued a warning to an individual online trader in relation to suspected market manipulation trading conduct. More >>
FMA welcomed onto global forum for independent oversight
Monday, 22 December 2014, 11:09 am | Financial Markets Authority
The Financial Markets Authority (FMA) has been accepted on to the International Forum of Independent Audit Regulators (IFIAR), in recognition of the robust oversight system the FMA has established in New Zealand. IFIAR was established in 2006 by independent ... More >>
Misleading advertising promoting UK pension scheme transfers
Thursday, 18 December 2014, 11:54 am | Financial Markets Authority
The Financial Markets Authority (FMA) is warning people to be cautious of potentially misleading and deceptive advertising about transferring United Kingdom pension scheme entitlements to New Zealand. More >>
FMA closes South Canterbury Finance Limited inquiries
Wednesday, 17 December 2014, 11:39 am | Financial Markets Authority
The Financial Markets Authority (FMA) has closed its inquiries into potential civil claims relating to South Canterbury Finance Limited (SCF). After careful consideration the FMA has decided not to take any further action. More >>
FMA publishes its first medium-term strategic risk outlook
Thursday, 11 December 2014, 12:31 pm | Financial Markets Authority
The Financial Markets Authority (FMA) today published its seven-point strategic risk outlook, identifying the areas where it will apply the majority of its regulatory effort in the medium-term. The priorities will direct the FMA’s work in licensing, ... More >>
