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Financial Markets Authority - Latest News [Page 32]
FMA welcomes ruling on asset preservation orders
Friday, 17 August 2012, 12:36 pm | Financial Markets Authority
The Court of Appeal has dismissed an appeal by the trustees of the KA3 and KA4 trusts on interim asset preservation orders obtained by FMA. The trustees were appealing the High Court's earlier decision to uphold interim asset preservation orders in ... More >>
FMA welcomes National Finance guilty verdict
Friday, 27 July 2012, 2:52 pm | Financial Markets Authority
News release 27 July 2012 FMA welcomes National Finance guilty verdict The Financial Markets Authority has today welcomed the guilty verdict of National Finance director Carol Braithwaite. Ms Braithwaite was this morning found guilty on one charge of ... More >>
FMA action to recover $25 million in related party loans
Thursday, 5 July 2012, 1:08 pm | Financial Markets Authority
News release 5 July 2012 FMA action to recover $25 million in related party loans FMA can now confirm its continued engagement with Perpetual Trust Limited (Perpetual) to recover $25 million in related party loans made by Perpetual as trustee of the ... More >>
Trans-Tasman mutual recognition of financial advisers
Monday, 2 July 2012, 11:40 am | Financial Markets Authority
The Australian Securities & Investments Commission (ASIC) and New Zealand’s Financial Markets Authority (FMA) have today announced mutual recognition arrangements for Australian and New Zealand financial advisers. More >>
FMA report on NZX General Obligations Review
Friday, 29 June 2012, 9:38 am | Financial Markets Authority
News release 29 June 2012 FMA report on NZX General Obligations Review The Financial Markets Authority has today released its first assessment of compliance by NZX with its obligations under the Securities Markets Act 1988 and the Authorised Futures ... More >>
FMA consults on guidance on KiwiSaver sales and distribution
Monday, 25 June 2012, 2:20 pm | Financial Markets Authority
FMA consults on guidance on KiwiSaver sales and distribution The Financial Markets Authority is consulting on draft guidance for people involved with the sale and distribution of KiwiSaver schemes. Head of Primary Regulatory Operations Sue Brown said the guidance ... More >>
FMA releases final guidance on Effective Disclosure
Friday, 8 June 2012, 12:06 pm | Financial Markets Authority
The Financial Markets Authority (FMA) has today released its final guidance note for issuers, directors and advisers on Effective Disclosure. More >>
FMA welcomes Belgrave Finance guilty plea
Friday, 25 May 2012, 2:17 pm | Financial Markets Authority
The Financial Markets Authority today welcomed the guilty plea of a director of Belgrave Finance. Shane Joseph Buckley, a director of failed finance company Belgrave Finance Limited (In receivership and In liquidation), pleaded guilty to 25 charges laid by ... More >>
FMA releases KiwiSaver performance fees guidance note
Friday, 25 May 2012, 11:18 am | Financial Markets Authority
The Financial Markets Authority (FMA) has today released a final version of its guidance note on KiwiSaver performance fees. More >>
FMA Consultation on Disclosure of Non-GAAP Financial Info
Tuesday, 22 May 2012, 2:04 pm | Financial Markets Authority
The Financial Markets Authority has today published draft guidance for public consultation on the disclosure of non-GAAP financial information. More >>
FMA Welcomes Petricevic Sentencing
Thursday, 26 April 2012, 3:28 pm | Financial Markets Authority
26 April 2012 FMA Welcomes Petricevic Sentencing The Financial Markets Authority today welcomed the High Court’s sentencing of former Bridgecorp director Rodney Petricevic. CEO Sean Hughes said: “FMA welcomes this outcome and respects the Court’s ... More >>
Court supports FMA adviser decision
Tuesday, 24 April 2012, 3:13 pm | Financial Markets Authority
The Wellington District Court has dismissed an appeal by Sean Wood against a Financial Markets Authority decision to decline his application for authorisation as an Authorised Financial Adviser (AFA). More >>
FMA Welcomes Bridgecorp Verdicts
Thursday, 5 April 2012, 11:58 am | Financial Markets Authority
News release 5 April 2012 FMA Welcomes Bridgecorp Verdicts The Financial Markets Authority today welcomed the High Court’s verdicts in the trial of three former directors of Bridgecorp Limited and Bridgecorp Investments Limited. Justice Venning ... More >>
FMA publishes revised draft guidance on effective disclosure
Thursday, 5 April 2012, 10:45 am | Financial Markets Authority
News release 5 April 2012 FMA publishes revised draft guidance on effective disclosure The Financial Markets Authority today published their revised draft guidance note for issuers, directors and advisers on preparation of effective disclosure documents. ... More >>
FMA Files Civil Proceedings Against Hanover Group
Sunday, 1 April 2012, 11:37 am | Financial Markets Authority
On Friday March 30 the Financial Markets Authority filed civil proceedings against directors and promoters of Hanover Finance Ltd, Hanover Capital Ltd, and United Finance Ltd. More >>
Lombard verdicts highlight directors’ duties, says FMA
Thursday, 29 March 2012, 5:16 pm | Financial Markets Authority
The Financial Markets Authority (FMA) today acknowledged the High Court’s sentencing of four directors of Lombard Finance & Investments. “The guilty verdicts in this case, and the sentences imposed, illustrate the obligation on directors to ensure ... More >>
Guidance note on effective disclosure in offer documents
Wednesday, 14 March 2012, 11:00 am | Financial Markets Authority
News Release 14 March 2012 FMA to issue revised draft guidance note on effective disclosure in offer documents The Financial Markets Authority will publish a revised draft of its guidance note by 2 April 2012 and invites further submissions from the ... More >>
FMA to guide effective disclosure in offer documents
Thursday, 26 January 2012, 2:15 pm | Financial Markets Authority
The Financial Markets Authority today published draft guidance for securities issuers, directors and their advisers on how to prepare and present effective prospectuses and investment statements. More >>
Investors who receive offers for shares should seek advice
Wednesday, 21 December 2011, 3:50 pm | Financial Markets Authority
The Financial Markets Authority advises investors that Stock & Share Trading Company Pty Ltd has requested copies of security holder registers from TOWER Ltd, Dorchester Pacific and a number of other issuers, potentially with a view to making unsolicited ... More >>
FMA to file civil proceedings against Hanover group
Thursday, 15 December 2011, 11:20 am | Financial Markets Authority
The Financial Markets Authority announced today that it proposes to file civil proceedings against directors and promoters of Hanover Finance Ltd, Hanover Capital Ltd, and United Finance Ltd. The proceedings will relate to statements made in the December ... More >>
