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Financial Markets Authority - Latest News [Page 32]
Guilty plea in Capital + Merchant Finance case
Wednesday, 30 January 2013, 11:11 am | Financial Markets Authority
Capital + Merchant Finance director, Owen Francis Tallentire, has today pleaded guilty to three charges laid by the Financial Markets Authority under the Securities Act 1978. More >>
Release of PwC report into Ross Asset Management
Thursday, 15 November 2012, 12:13 pm | Financial Markets Authority
News release 15 November 2012 Release of PwC report into Ross Asset Management The investigation into the affairs of David Ross of Ross Asset Management Ltd and related entities has moved forward today with the release of the receivers’ report. The ... More >>
Receivers and Mangers appointed to Ross Asset Management
Tuesday, 6 November 2012, 2:45 pm | Financial Markets Authority
The High Court in Wellington has today granted FMA’s application for John Fisk and David Bridgman of PwC to be appointed as receivers and managers, along with experienced brokers from First NZ Capital, to manage the business of David Ross and Ross Asset ... More >>
Time for KiwiSaver members to maximise retirement savings
Tuesday, 23 October 2012, 1:14 pm | Financial Markets Authority
News release 23 October 2012 Time for KiwiSaver members to maximise their retirement savings potential The Financial Markets Authority says it’s time for KiwiSaver members to make sure their investment options best suit their future retirement needs. ... More >>
FMA grants auditor licensing accreditation to CPA Australia
Thursday, 18 October 2012, 11:30 am | Financial Markets Authority
The Financial Markets Authority has today accredited accounting body CPA Australia to license auditors who carry out issuer audits in New Zealand. Under the Auditor Regulation Act 2011, auditors who carry out issuer audits must be licensed and audit ... More >>
FMA issues guidance on KiwiSaver sales and distribution
Monday, 15 October 2012, 3:00 pm | Financial Markets Authority
The Financial Markets Authority has today published its final guidance note for people involved with the sale and distribution of KiwiSaver schemes. The guidance confirms the factors FMA will take into account when considering whether advice is given, ... More >>
FMA completes licensing of Securities Trustees
Friday, 28 September 2012, 2:18 pm | Financial Markets Authority
News release 28 September 2012 FMA completes licensing of Securities Trustees and Statutory Supervisors The Financial Markets Authority (FMA) has today concluded the licensing process for Securities Trustees and Statutory Supervisors with decisions ... More >>
FMA Announces Licensing of Securities Trustees
Wednesday, 19 September 2012, 12:02 pm | Financial Markets Authority
News release 19 September 2012 FMA Announces Licensing Of Securities Trustees And Statutory Supervisors The Financial Markets Authority (FMA) has today announced the granting of nine licences to Securities Trustees and Statutory Supervisors. The successful ... More >>
Home detention for National Finance director
Tuesday, 18 September 2012, 12:16 pm | Financial Markets Authority
The former National Finance director Carol Braithwaite has today been sentenced to ten months home detention and 300 hours community work, in a prosecution taken by the Financial Markets Authority. More >>
FMA welcomes High Court ruling on Perpetual
Monday, 10 September 2012, 10:48 am | Financial Markets Authority
The Financial Markets Authority has today welcomed the High Court’s judgment that it can retain documents relating to its inquiries into Perpetual Trust Limited. Perpetual had previously brought a challenge against FMA’s information-gathering notices, ... More >>
FMA: final guidance on non-GAAP financial information
Monday, 3 September 2012, 11:30 am | Financial Markets Authority
The Financial Markets Authority (FMA) has today released its final guidance note on the disclosure of non-GAAP financial information. The guidance note will assist issuers in their communication of financial information to investors and other stakeholders ... More >>
FMA proposes overhaul on property proportionate ownership
Friday, 31 August 2012, 1:20 pm | Financial Markets Authority
The Financial Markets Authority has today announced its proposal to overhaul the class exemption notice for Real Property Proportionate Ownership Schemes. More >>
FMA welcomes Belgrave Finance sentencing
Friday, 31 August 2012, 9:40 am | Financial Markets Authority
The Financial Markets Authority has today welcomed the sentencing of former Belgrave Finance director Shane Buckley. More >>
FMA’s first year – oversight of market conduct report
Thursday, 30 August 2012, 1:38 pm | Financial Markets Authority
The Financial Markets Authority has today published its first report on the key issues and themes to emerge from market oversight activities in the first 12 months since it was established. More >>
FMA welcomes ruling on asset preservation orders
Friday, 17 August 2012, 12:36 pm | Financial Markets Authority
The Court of Appeal has dismissed an appeal by the trustees of the KA3 and KA4 trusts on interim asset preservation orders obtained by FMA. The trustees were appealing the High Court's earlier decision to uphold interim asset preservation orders in ... More >>
FMA welcomes National Finance guilty verdict
Friday, 27 July 2012, 2:52 pm | Financial Markets Authority
News release 27 July 2012 FMA welcomes National Finance guilty verdict The Financial Markets Authority has today welcomed the guilty verdict of National Finance director Carol Braithwaite. Ms Braithwaite was this morning found guilty on one charge of ... More >>
FMA action to recover $25 million in related party loans
Thursday, 5 July 2012, 1:08 pm | Financial Markets Authority
News release 5 July 2012 FMA action to recover $25 million in related party loans FMA can now confirm its continued engagement with Perpetual Trust Limited (Perpetual) to recover $25 million in related party loans made by Perpetual as trustee of the ... More >>
Trans-Tasman mutual recognition of financial advisers
Monday, 2 July 2012, 11:40 am | Financial Markets Authority
The Australian Securities & Investments Commission (ASIC) and New Zealand’s Financial Markets Authority (FMA) have today announced mutual recognition arrangements for Australian and New Zealand financial advisers. More >>
FMA report on NZX General Obligations Review
Friday, 29 June 2012, 9:38 am | Financial Markets Authority
News release 29 June 2012 FMA report on NZX General Obligations Review The Financial Markets Authority has today released its first assessment of compliance by NZX with its obligations under the Securities Markets Act 1988 and the Authorised Futures ... More >>
FMA consults on guidance on KiwiSaver sales and distribution
Monday, 25 June 2012, 2:20 pm | Financial Markets Authority
FMA consults on guidance on KiwiSaver sales and distribution The Financial Markets Authority is consulting on draft guidance for people involved with the sale and distribution of KiwiSaver schemes. Head of Primary Regulatory Operations Sue Brown said the guidance ... More >>
