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Financial Markets Authority - Latest News [Page 33]
FMA publishes revised draft guidance on effective disclosure
Thursday, 5 April 2012, 10:45 am | Financial Markets Authority
News release 5 April 2012 FMA publishes revised draft guidance on effective disclosure The Financial Markets Authority today published their revised draft guidance note for issuers, directors and advisers on preparation of effective disclosure documents. ... More >>
FMA Files Civil Proceedings Against Hanover Group
Sunday, 1 April 2012, 11:37 am | Financial Markets Authority
On Friday March 30 the Financial Markets Authority filed civil proceedings against directors and promoters of Hanover Finance Ltd, Hanover Capital Ltd, and United Finance Ltd. More >>
Lombard verdicts highlight directors’ duties, says FMA
Thursday, 29 March 2012, 5:16 pm | Financial Markets Authority
The Financial Markets Authority (FMA) today acknowledged the High Court’s sentencing of four directors of Lombard Finance & Investments. “The guilty verdicts in this case, and the sentences imposed, illustrate the obligation on directors to ensure ... More >>
Guidance note on effective disclosure in offer documents
Wednesday, 14 March 2012, 11:00 am | Financial Markets Authority
News Release 14 March 2012 FMA to issue revised draft guidance note on effective disclosure in offer documents The Financial Markets Authority will publish a revised draft of its guidance note by 2 April 2012 and invites further submissions from the ... More >>
FMA to guide effective disclosure in offer documents
Thursday, 26 January 2012, 2:15 pm | Financial Markets Authority
The Financial Markets Authority today published draft guidance for securities issuers, directors and their advisers on how to prepare and present effective prospectuses and investment statements. More >>
Investors who receive offers for shares should seek advice
Wednesday, 21 December 2011, 3:50 pm | Financial Markets Authority
The Financial Markets Authority advises investors that Stock & Share Trading Company Pty Ltd has requested copies of security holder registers from TOWER Ltd, Dorchester Pacific and a number of other issuers, potentially with a view to making unsolicited ... More >>
FMA to file civil proceedings against Hanover group
Thursday, 15 December 2011, 11:20 am | Financial Markets Authority
The Financial Markets Authority announced today that it proposes to file civil proceedings against directors and promoters of Hanover Finance Ltd, Hanover Capital Ltd, and United Finance Ltd. The proceedings will relate to statements made in the December ... More >>
Full repayment of funds for Kiwi Finance investors
Tuesday, 13 December 2011, 3:54 pm | Financial Markets Authority
The Financial Markets Authority announced today that debenture investors in Kiwi Finance Ltd will receive full reimbursement and are to be repaid approximately $1.2 million. More >>
FMA to support South Canterbury Finance prosecution
Wednesday, 7 December 2011, 4:20 pm | Financial Markets Authority
The Financial Markets Authority has completed its criminal investigation of South Canterbury Finance (SCF) and will support the Serious Fraud Office’s case against five individuals involved with SCF’s affairs. More >>
FMA to support South Canterbury Finance prosecution
Wednesday, 7 December 2011, 4:19 pm | Financial Markets Authority
The Financial Markets Authority has completed its criminal investigation of South Canterbury Finance (SCF) and will support the Serious Fraud Office’s case against five individuals involved with SCF’s affairs. More >>
FMA completes strategic leadership team with 2 appointments
Wednesday, 7 December 2011, 4:15 pm | Financial Markets Authority
The Financial Markets Authority has completed the recruitment of its strategic leadership team with two further appointments reporting to Chief Executive Sean Hughes. More >>
FMA releases results of stakeholder research findings
Thursday, 17 November 2011, 5:03 pm | Financial Markets Authority
The Financial Markets Authority has published on its website a report written by management consultants Oliver Wyman detailing the findings of local stakeholder research. The research was conducted at the point the FMA was established earlier in 2011. More >>
FMA consults on auditor licensing and firm registration
Wednesday, 16 November 2011, 4:57 pm | Financial Markets Authority
The Financial Markets Authority has begun consulting with the auditing profession and other interested parties on the implementation of the Auditor Regulation Act, which comes into force on 1 July 2012. More >>
FMA to consult on use of alternative performance measures
Friday, 11 November 2011, 9:40 am | Financial Markets Authority
The Financial Markets Authority (FMA) will issue draft guidance for public consultation in 2012 on the use of alternative performance measures (APMs) by financial markets issuers. More >>
FMA warns property investors with no income to seek advice
Friday, 28 October 2011, 3:37 pm | Financial Markets Authority
News release 28 October 2011 FMA warns potential property investors with no income to seek legal and financial advice. The Financial Markets Authority is warning potential property investors with no income, who are currently being targeted by advertising ... More >>
FMA welcomes Financial Markets Conduct Bill
Wednesday, 12 October 2011, 4:18 pm | Financial Markets Authority
The Financial Markets Authority has welcomed the introduction into Parliament of the Financial Markets Conduct Bill. Chief Executive Sean Hughes said the bill was a fundamental plank in the Government’s major regulatory law reform programme. More >>
Securities Trustees and Statutory Supervisors Act
Friday, 30 September 2011, 2:05 pm | Financial Markets Authority
From 1 October, 2011 securities trustees and statutory supervisors will be regulated under new rules overseen by the Financial Markets Authority. More >>
FMA update on finance company investigations
Wednesday, 14 September 2011, 12:28 pm | Financial Markets Authority
The Financial Markets Authority (FMA) announced today that investigations into 16 collapsed finance companies involving an estimated $3.45 billion of losses to investors were continuing, with decisions on the most advanced cases likely before the end ... More >>
FMA lays charges against Belgrave directors
Wednesday, 14 September 2011, 10:55 am | Financial Markets Authority
The Financial Markets Authority today announced that it has laid 69 criminal charges against three people associated with failed finance company Belgrave Finance Ltd (Belgrave). More >>
FMA announces its Enforcement Policy
Monday, 12 September 2011, 6:08 pm | Financial Markets Authority
The Financial Markets Authority (FMA) has published its Enforcement Policy to assist financial markets participants to have a clearer understanding of FMA’s role, functions and priorities. Chairman Simon Allen said today publication of the policy marked ... More >>
