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Financial Markets Authority - Latest News [Page 35]
Incomplete Applications Slow AFA Approvals
Tuesday, 24 May 2011, 3:48 pm | Financial Markets Authority
Up to 700 financial advisers may have to stop giving advice on KiwiSaver, managed funds and other investment products on 1 July because they haven’t completed the qualifications needed to be an Authorised Financial Adviser (AFA). More >>
Relief from disclosure of changes to KiwiSaver
Thursday, 19 May 2011, 4:35 pm | Financial Markets Authority
Changes to KiwiSaver in today’s Budget Bill may be material to decisions about whether to invest in a KiwiSaver scheme. The Budget Bill includes a transitional provision for securities law disclosure that means KiwiSaver providers can keep their ... More >>
FMA orders Whimp to disclose warning
Friday, 6 May 2011, 4:55 pm | Financial Markets Authority
The Financial Markets Authority (FMA) has today ordered Mr Bernard Whimp and associated persons to include a warning from FMA at the beginning of any unsolicited offer they may make. More >>
Think before signing away ‘mum and dad’ investor rights
Thursday, 5 May 2011, 1:36 pm | Financial Markets Authority
The Financial Markets Authority is warning investors against being classified as wholesale investors and losing retail ‘mum and dad’ investor rights and protections. More >>
FMA issues Whimp warning
Monday, 2 May 2011, 1:12 pm | Financial Markets Authority
The Financial Markets Authority (FMA) has today issued a warning about unsolicited offers that may be made by Mr Bernard Whimp and entities associated with him. More >>
FMA aims to restore investor confidence
Sunday, 1 May 2011, 12:19 pm | Financial Markets Authority
MEDIA STATEMENT 1 May 2011 Financial Markets Authority aims to restore investor confidence Restoring investor confidence in New Zealand’s financial markets is the major goal of the new Financial Markets Authority which was formally established ... More >>
Expatriate Kiwi Regulator Appointed Chief Exec
Wednesday, 20 October 2010, 11:15 am | Financial Markets Authority
The Financial Markets Authority (FMA) Establishment Board announced today the appointment of Sean Hughes as chief executive-designate of the FMA, New Zealand’s new integrated market conduct regulator. More >>
Financial Markets Authority seeks chief executive
Thursday, 22 July 2010, 1:11 pm | Financial Markets Authority
The Financial Markets Authority (FMA) took a major step forward today with the start of a recruitment campaign for its chief executive-designate. More >>
