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Financial Markets Authority - Latest News [Page 34]
FMA to consult on use of alternative performance measures
Friday, 11 November 2011, 9:40 am | Financial Markets Authority
The Financial Markets Authority (FMA) will issue draft guidance for public consultation in 2012 on the use of alternative performance measures (APMs) by financial markets issuers. More >>
FMA warns property investors with no income to seek advice
Friday, 28 October 2011, 3:37 pm | Financial Markets Authority
News release 28 October 2011 FMA warns potential property investors with no income to seek legal and financial advice. The Financial Markets Authority is warning potential property investors with no income, who are currently being targeted by advertising ... More >>
FMA welcomes Financial Markets Conduct Bill
Wednesday, 12 October 2011, 4:18 pm | Financial Markets Authority
The Financial Markets Authority has welcomed the introduction into Parliament of the Financial Markets Conduct Bill. Chief Executive Sean Hughes said the bill was a fundamental plank in the Government’s major regulatory law reform programme. More >>
Securities Trustees and Statutory Supervisors Act
Friday, 30 September 2011, 2:05 pm | Financial Markets Authority
From 1 October, 2011 securities trustees and statutory supervisors will be regulated under new rules overseen by the Financial Markets Authority. More >>
FMA update on finance company investigations
Wednesday, 14 September 2011, 12:28 pm | Financial Markets Authority
The Financial Markets Authority (FMA) announced today that investigations into 16 collapsed finance companies involving an estimated $3.45 billion of losses to investors were continuing, with decisions on the most advanced cases likely before the end ... More >>
FMA lays charges against Belgrave directors
Wednesday, 14 September 2011, 10:55 am | Financial Markets Authority
The Financial Markets Authority today announced that it has laid 69 criminal charges against three people associated with failed finance company Belgrave Finance Ltd (Belgrave). More >>
FMA announces its Enforcement Policy
Monday, 12 September 2011, 6:08 pm | Financial Markets Authority
The Financial Markets Authority (FMA) has published its Enforcement Policy to assist financial markets participants to have a clearer understanding of FMA’s role, functions and priorities. Chairman Simon Allen said today publication of the policy marked ... More >>
FMA welcomes Nathans’ sentencing
Friday, 2 September 2011, 3:59 pm | Financial Markets Authority
The Financial Markets Authority today welcomed the High Court’s sentencing of three directors of collapsed finance company Nathan’s Finance. Chief executive Sean Hughes said the sentences send a clear message that the Courts regard the inclusion of untrue ... More >>
FMA reminds Red Zone homeowners about new advice rules
Wednesday, 24 August 2011, 2:02 pm | Financial Markets Authority
The Financial Markets Authority is reminding Canterbury residential Red Zone homeowners seeking financial advice about payout offers to check they're dealing with registered professionals. More >>
Nationwide anti-money laundering seminars
Tuesday, 16 August 2011, 10:37 am | Financial Markets Authority
Financial service businesses will be learning about the need to tighten up customer identification processes and look out for suspicious financial transactions in a series of seminars around the country that started in Wellington on Monday. More >>
FMA makes three further leadership team appointments
Wednesday, 10 August 2011, 12:12 pm | Financial Markets Authority
The Financial Markets Authority has made three further appointments to its strategic leadership team under Chief Executive Sean Hughes, and announced its new Auckland office premises. More >>
FMA makes three appointments to strategic leadership team
Friday, 22 July 2011, 4:05 pm | Financial Markets Authority
The Financial Markets Authority has strengthened its strategic leadership team with three appointments to key positions in support of Chief Executive Sean Hughes. More >>
NZF prospectus withdrawn after FMA investigation
Thursday, 21 July 2011, 5:30 pm | Financial Markets Authority
NZF Money Limited ( NZF ) has withdrawn its 2010 debt prospectus from the market following an investigation by the Financial Markets Authority ( FMA ). FMA CEO Sean Hughes said that an inspection of the documents and records of NZF, a subsidiary ... More >>
FMA issues warnings about unsolicited offers
Monday, 11 July 2011, 12:56 pm | Financial Markets Authority
The Financial Markets Authority (FMA) has issued warnings about unsolicited offers that may be made by Share Buyers Limited (Share Buyers) or Australian-based Stock & Share Trading Company Pty Limited (Stock & Share). Share Buyers and people associated ... More >>
FMA welcomes High Court’s decision in Nathans case
Friday, 8 July 2011, 12:45 pm | Financial Markets Authority
The Financial Markets Authority ( FMA ) today welcomed the High Court’s verdict in its case against three directors of Nathans Finance NZ Limited ( Nathans ). Directors Donald Young, Kenneth Moses and Mervyn Doolan were today found guilty of offences ... More >>
FMA warns SuperLife in relation to KiwiSaver sales practice
Tuesday, 21 June 2011, 12:19 pm | Financial Markets Authority
The Financial Markets Authority has issued a warning to SuperLife Limited and SuperLife Trustees Limited (together 'SuperLife') to overhaul its KiwiSaver sales practices. More >>
FMA withdraws civil proceedings against Insured Group
Saturday, 18 June 2011, 8:15 am | Financial Markets Authority
The case was commenced by the Securities Commission last year and related to continuous disclosure breaches the Commission alleged were committed by the company in 2008 when it was known as Lombard Group Limited (LGL). More >>
First time FMA has exercised new power
Wednesday, 15 June 2011, 11:52 am | Financial Markets Authority
The Financial Markets Authority has made an interim order to stop allotment of securities by GFNZ Group Limited (formerly known as Geneva Finance Limited). More >>
FMA welcomes discussion document on funding
Friday, 10 June 2011, 1:46 pm | Financial Markets Authority
The Financial Markets Authority has welcomed the Government’s release of a discussion document on third party funding options for financial regulation. Chief Executive Sean Hughes says with budgets now established, the discussion document provides an ... More >>
FMA warns of unacceptable KiwiSaver sales practices
Thursday, 9 June 2011, 12:21 pm | Financial Markets Authority
The Financial Markets Authority is urging investors to be wary of unacceptable sales practices being used in selling some KiwiSaver schemes. More >>
