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Securities Commission - Latest News [Page 10]
Overseas “Brokers” Never Stop Trying
Wednesday, 28 July 2004, 11:58 am | Securities Commission
“If people are contacted out of the blue by someone from overseas, they should be very suspicious,” says Norman Miller, Director of Enforcement at the Securities Commission. More >>
ASIC And Securities Commission Discuss Cooperation
Thursday, 22 July 2004, 4:00 pm | Securities Commission
The Australian Securities and Investments Commission (ASIC) and the New Zealand Securities Commission are to explore opportunities for greater cooperative regulation at a time of increasing cross-border investment. More >>
Affinity Fraudsters Exploit Relationships To Steal
Thursday, 1 July 2004, 11:29 am | Securities Commission
The Securities Commission today issued a warning about affinity fraud – investment fraud which targets members of a close-knit group or community. More >>
Review of trading in shares in Wrightson Limited
Thursday, 24 June 2004, 5:45 pm | Securities Commission
The Securities Commission has reviewed trading in the shares of Wrightson Limited (Wrightson) by Rural Portfolio Investments Limited (RPI) in September and October 2003. More >>
Alert: Cold callers from overseas investment scams
Tuesday, 8 June 2004, 11:54 am | Securities Commission
Five more overseas “brokers” have been added to the Securities Commission list of people who target New Zealanders with dubious offers of shares. They are: More >>
IOSCO Announces the Election of Committee Chairs
Wednesday, 26 May 2004, 4:25 pm | Securities Commission
The International Organization of Securities Commissions (IOSCO) has the pleasure of announcing the: election of Ms. Jane Diplock, Chairperson of the Securities Commission of New Zealand, as the new Chair of its Executive Committee; More >>
Commission Chairman to head world organisation
Monday, 24 May 2004, 10:25 am | Securities Commission
The Chairman of the New Zealand Securities Commission, Jane Diplock AO, has been elected Chairman of the Executive Committee of IOSCO (the International Organisation of Securities Commissions). Jane is the first woman to be appointed to this position. More >>
Class Authorisations For Futures & Options Dealers
Monday, 3 May 2004, 8:51 am | Securities Commission
New class authorisations for futures and options dealers in New Zealand come into effect today. More >>
Securities Commission seeks comment on a practice
Tuesday, 20 April 2004, 3:52 pm | Securities Commission
The Securities Commission today released a draft practice note about the application of accounting standards in offer documents. More >>
Sucurities Commission Ruling
Thursday, 8 April 2004, 4:03 pm | Securities Commission
The Securities Commission has accepted enforceable undertakings from Secure Property Investments Limited (SPI) and its director, Mr M.R. Alcock. More >>
Directors and officers disclosure
Thursday, 8 April 2004, 10:33 am | Securities Commission
The Securities Commission has released a Practice Note as a guide for market participants affected by the directors’ and officers’ disclosure regime due to take effect on 3 May 2004. More >>
Enforceable undertakings - Asset Finance Limited
Wednesday, 7 April 2004, 2:05 pm | Securities Commission
The Securities Commission has accepted enforceable undertakings from Asset Finance Limited and its director, Mr Clive George. More >>
Corporate Governance Handbook Available
Monday, 5 April 2004, 3:51 pm | Securities Commission
The handbook is a shortened version of the Commission’s report “Corporate Governance in New Zealand, Principles and Guidelines”, published in February. The full report includes information on the consultation undertaken and feedback received by the ... More >>
Warning - follow-up scam calls increase
Monday, 5 April 2004, 2:26 pm | Securities Commission
The Securities Commission is warning people not be taken in by follow-up approaches from overseas boiler rooms. More >>
SC class exemptions for directors and officers
Monday, 29 March 2004, 12:27 am | Securities Commission
The Securities Commission will grant some class exemptions in respect of the directors’ and officers’ disclosure regime under the Securities Markets Act 1988 and the Securities Markets (Disclosure of Relevant Interests by Directors and Officers) Regulations ... More >>
NZX Futures and Options Rules Approved
Thursday, 18 March 2004, 11:07 am | Securities Commission
The Securities Commission has approved New Zealand Exchange Limited’s rules for regulation of NZX futures and options dealers. More >>
Offer documents banned - James Smith scheme
Wednesday, 17 March 2004, 12:06 am | Securities Commission
The Securities Commission has banned the offer documents for the James Smith Car Park Property Scheme offered by Regional Realty Limited. More >>
Enforceable undertakings by Aquiline Holdings
Monday, 15 March 2004, 5:16 pm | Securities Commission
Enforceable undertakings by Aquiline Holdings Limited and Messrs R J Scott, G M Cowley, D B Oldershaw and J McCrea More >>
Trading in the shares of New Zealand Oil & Gas Ltd
Monday, 15 March 2004, 11:07 am | Securities Commission
The Securities Commission has completed a review of trading in the shares of New Zealand Oil & Gas Limited during January 2004. More >>
Corporate Governance Principles for New Zealand
Wednesday, 18 February 2004, 4:25 pm | Securities Commission
The Securities Commission has given its report on Corporate Governance Principles for New Zealand to the Minister of Commerce. More >>
