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Securities Commission - Latest News [Page 9]
Pricing practices of New Zealand fund managers
Thursday, 3 February 2005, 10:31 am | Securities Commission
The Securities Commission has completed its inquiry into the pricing practices of fund managers. More >>
Don’t Be A Gullible Kiwi
Monday, 10 January 2005, 5:47 pm | Securities Commission
A telephone call out of the blue and you’re getting the low down on an American company poised to make a breakthrough with new technology or a medical discovery. More >>
Tranz Rail Holdings Limited
Thursday, 23 December 2004, 11:12 am | Securities Commission
The Securities Commission has reached a settlement of the insider trading proceeding brought against Mr Beard, the former managing director and chief executive officer of Tranz Rail. More >>
Warning: Geared Equities / GEI Marketing Limited
Wednesday, 22 December 2004, 4:51 pm | Securities Commission
The Securities Commission warns New Zealand investors in an Australian based fund, the Platinum International Fund (Platinum), about unsolicited mail from Geared Equities. More >>
International Financial Reporting Standards
Tuesday, 21 December 2004, 5:22 pm | Securities Commission
The Securities Commission is seeking public comment on a draft practice note about the presentation of historical financial information in offer documents during the transition to international standards. More >>
Insider trading proceedings against Provenco Group
Friday, 17 December 2004, 10:29 am | Securities Commission
The Securities Commission filed insider trading proceedings relating to share trading in Provenco Group Limited in the High Court in Auckland today. Provenco was known as Advantage Group Limited until March 2003. More >>
Code of Conduct for Credit Rating Agencies (CRA)
Monday, 6 December 2004, 5:39 pm | Securities Commission
The International Organisation of Securities Commissions (IOSCO) will publish ''Fundamentals of a Code of Conduct for Credit Rating Agencies'' shortly. More >>
Commission accepts enforceable undertaking
Friday, 3 December 2004, 4:24 pm | Securities Commission
The Securities Commission has accepted an enforceable undertaking from Momentum Magazine Group Limited and its directors. More >>
Securities Commission - 3 December 2004
Friday, 3 December 2004, 11:39 am | Securities Commission
The Securities Commission has accepted an enforceable undertaking from Auckland Investment Properties Limited, Commercial Investment Properties Limited, and the sole director of both companies, Cheryl Macaulay. More >>
Prudential Mortgage Limited admits breaching
Friday, 26 November 2004, 10:28 am | Securities Commission
Prudential Mortgage Limited has failed to comply with the terms of an enforceable undertaking offered to the Securities Commission in March 2004. Prudential is a Christchurch based contributory mortgage broker. More >>
Securities Com Accepts Kookmin Bank undertakings
Friday, 19 November 2004, 11:10 am | Securities Commission
The Securities Commission has accepted enforceable undertakings from Kookmin Bank and its directors. The undertakings relate to offers of term investments which had been made without an investment statement in breach of the Securities Act. More >>
Financial Information In Offer Documents
Thursday, 28 October 2004, 4:06 pm | Securities Commission
The Securities Commission today released a practice note about the application of accounting standards in offer documents. More >>
Insider Trading Proceedings Filed: Tranz Rail Case
Wednesday, 13 October 2004, 1:19 pm | Securities Commission
The Securities Commission filed insider trading proceedings relating to share trading in Tranz Rail Holdings Limited in the High Court in Wellington today. Tranz Rail is now called Toll NZ Limited. More >>
Disclosure by Finance Companies Discussion Paper
Monday, 27 September 2004, 11:47 am | Securities Commission
Finance companies have been increasing in both number and profile in New Zealand. The number of matters relating to finance companies that come before the Commission has also increased. These trends prompted the Commission to review disclosure by ... More >>
Review of registered prospectus
Monday, 20 September 2004, 11:47 am | Securities Commission
Aquiline Holdings Limited’s registered prospectus for an offer of converting preference shares and redeemable preference shares has been reviewed by the Securities Commission. More >>
Securities Com Accepts Enforceable Undertakings
Monday, 6 September 2004, 1:13 pm | Securities Commission
The Securities Commission has accepted enforceable undertakings from LDC Investments Limited and its directors, Mr David G Miller and Mr Kevin Elliot. More >>
Discontinued Court case achieves desired result
Thursday, 19 August 2004, 3:50 pm | Securities Commission
A court case taken by the Securities Commission against The National Property Trust Limited has been discontinued after settlement of the issues was agreed to between the company and the Commission. More >>
Reports on Enforcement and Corporate Governance
Friday, 6 August 2004, 9:16 am | Securities Commission
In releasing the report, Chairman Jane Diplock emphasized the Commission’s increased capability to enforce securities law. More >>
ABN AMRO Capital Freightways prospectus report
Thursday, 5 August 2004, 11:52 am | Securities Commission
A statement by ABN AMRO Capital (Belgium) N.V. in the offer document for the Freightways initial public offer (IPO) that Foundation Shareholders would retain their significant shareholdings for at least 12 months was misleading, according to the Securities ... More >>
IOSCO seeks comment on financial contracting out
Tuesday, 3 August 2004, 7:33 pm | Securities Commission
Financial institutions need to take care when contracting out certain core functions of their business, according to the International Organisation of Securities Commissions (IOSCO). More >>
