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Securities Commission - Latest News [Page 12]

WARNING - Website Investment Scheme

Friday, 28 March 2003, 10:16 am | Securities Commission

The Securities Commission has banned advertising for an investment scheme which appears on the web site www.endeavorplan.com. More >>

Vertex Group Holdings – insider trading inquiry

Tuesday, 25 March 2003, 11:26 am | Securities Commission

The Securities Commission has undertaken an inquiry into trading in the shares of Vertex Group Holdings Limited (Vertex) during August and September of last year. More >>

Vertex offer document likely to mislead investors

Friday, 14 March 2003, 10:26 am | Securities Commission

The Securities Commission has released a report of its inquiry into the initial public offering (IPO) of Vertex Group Holdings Limited (Vertex) More >>

Investments Illegally Offered By First Foundation

Thursday, 13 March 2003, 6:05 pm | Securities Commission

The Commission has banned advertisements for debt securities offered by First Foundation Developments Limited. The company describes itself as a property development company. It is based in Queensland, Australia. More >>

Share trading inquiry in Tranz Rail Holdings Ltd

Tuesday, 11 February 2003, 8:29 am | Securities Commission

The Market Surveillance Panel released its report into Tranz Rail Holdings Limited last Friday. More >>

Comment sought on regulating futures dealers

Thursday, 19 December 2002, 1:57 pm | Securities Commission

The Securities Commission is reviewing its policy for authorising futures dealers. More >>

Arthur Barnett Limited – Insider Trading Inquiry

Thursday, 19 December 2002, 11:03 am | Securities Commission

The Securities Commission has completed an inquiry into share trading in Arthur Barnett Limited. More >>

Reporting Standards Supported NZ Research

Thursday, 28 November 2002, 1:40 pm | Securities Commission

Research commissioned by the Securities Commission recommends New Zealand adopt International Financial Reporting Standards (IFRS). More >>

Principles of Corporate Governance and Reporting

Thursday, 28 November 2002, 1:38 pm | Securities Commission

The Securities Commission has published principles that it believes should underlie the practices of all participants in the securities market. More >>

Warning – Forestry Investments Illegally Offered

Friday, 1 November 2002, 3:38 pm | Securities Commission

The Securities Commission has banned advertisements for a forestry investment scheme being illegally offered by NZ Forestry Investments Limited. The company is based in Mount Maunganui. The forest is in the Wanganui region. Ross Anthony Collins is ... More >>

Warning Investment Programme Mgment Incorporated

Tuesday, 22 October 2002, 2:49 pm | Securities Commission

The Securities Commission warns people about a scheme run by Investment Programme Management Incorporated. The scheme involves 3 programmes for dealing in futures contracts. More >>

Surfing for Scammers

Tuesday, 1 October 2002, 3:24 pm | Securities Commission

Internet scammers will be particular targets for the Securities Commission today. The Commission is taking part in an internet surveillance campaign to identify websites that do not comply with securities law. More >>

Inquiry into Vertex Group Holdings Limited

Wednesday, 11 September 2002, 5:39 pm | Securities Commission

The Securities Commission is to inquire into the offer and allotment of shares in Vertex Group Holdings Limited (Vertex) for its initial public offering in June 2002. More >>

Warning about schemes promising high returns

Wednesday, 4 September 2002, 4:41 pm | Securities Commission

Reports of investment schemes promising improbably high returns are increasing, according to the Securities Commission. More >>

Warning – “High Yield” Investment Scheme

Wednesday, 4 September 2002, 4:40 pm | Securities Commission

The Securities Commission has banned advertisements for an investment scheme being illegally promoted by Lakeland Wealth Creators Limited. Another company called Wespap Limited is also involved. More >>

Report published on Wakefield Hospital

Wednesday, 7 August 2002, 4:46 pm | Securities Commission

The Securities Commission has published a report on its review of the initial public offer (IPO) of shares in Wakefield Hospital Limited (Wakefield) last year. More >>

Harts Contributory Mortgages ordered to cease

Wednesday, 31 July 2002, 6:08 pm | Securities Commission

The Securities Commission has ordered Harts Contributory Mortgages Limited (in liquidation) to cease to act as a contributory mortgage broker and appointed Crichton Horne & Associates Mortgage Brokers Limited to act as broker in its place. More >>

Comment Invited On Proposed Conduct Rules For NZSE

Monday, 17 June 2002, 4:26 pm | Securities Commission

The Securities Commission is seeking comment on proposed Conduct Rules for the New Zealand Stock Exchange (NZSE). More >>

NZ Takes Its Place On World Regulatory Stage

Friday, 14 June 2002, 10:23 am | Securities Commission

New Zealand was one of nine countries elected to the governing body of the International Organisation of Securities Commissions (IOSCO) at its recent world conference. IOSCO has 170 members and affiliate members. More >>

Air New Zealand - Section 17 Request Declined

Wednesday, 15 May 2002, 12:13 am | Securities Commission

The Securities Commission has declined a request, under section 17 of the Securities Amendment Act 1988, from Catharine Mary Franks, a shareholder in Air NZ. More >>

   

 
 
 
 
 

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