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Securities Commission - Latest News [Page 13]
Inquiry highlights need for change to adviser law
Monday, 13 May 2002, 3:42 pm | Securities Commission
The need for tighter law relating to investment advisers is highlighted in a report of a Securities Commission inquiry released today, Chairman Jane Diplock said. More >>
Money Managers Banned As Mortgage Brokers
Friday, 10 May 2002, 9:59 am | Securities Commission
The Securities Commission has prohibited Money Managers Limited from offering interests in contributory mortgages to the public for subscription. The ban is for twelve months. More >>
Ads For Harbourside Property Fund Could Confuse
Friday, 10 May 2002, 9:44 am | Securities Commission
The Securities Commission has banned advertisements for the Harbourside Property Fund, which offers securities in the Microsoft House development in Auckland’s CBD, because they are confusing. More >>
Inquiry Into Mortgage Financier & Money Managers
Friday, 3 May 2002, 10:02 am | Securities Commission
The Mortgage Financier Limited and Money Managers Limited have been the subject of a Securities Commission inquiry into the contributory mortgage for a development at 1 Parliament Street, a central Auckland property. More >>
Warning – Direct Buy Investment Scheme
Wednesday, 1 May 2002, 11:16 am | Securities Commission
The Securities Commission warns people about committing money to the Direct Buy investment scheme. The scheme is part of arrangements for buying and selling residential property. More >>
Securities Commission Report Released
Friday, 26 April 2002, 2:27 pm | Securities Commission
The Securities Commission has released a report of its inquiry into statements in the media that led to the trading halts in Air New Zealand (Air NZ) shares in September 2001. More >>
Securities Commission Seeks Comment
Wednesday, 13 March 2002, 9:15 am | Securities Commission
The Securities Commission is seeking comment on its policies relating to its power to designate certain substantial security holders. Generally these are banks, financial institutions, sharebrokers, trustee corporations and nominee companies who hold shares ... More >>
Telecom accords with NZ accounting standards
Wednesday, 27 February 2002, 5:20 pm | Securities Commission
The Securities Commission has reviewed the interim financial statements of Telecom New Zealand and has found no departures from generally accepted accounting practice in New Zealand, Chairman Jane Diplock said. More >>
Telecom Results Accord With Accounting Standards
Wednesday, 27 February 2002, 9:42 am | Securities Commission
The Securities Commission has reviewed the interim financial statements of Telecom New Zealand and has found no departures from generally accepted accounting practice in New Zealand, Chairman Jane Diplock said. More >>
NZ Victims of Brokers - Thai Authorities Seek Info
Thursday, 2 August 2001, 10:53 am | Securities Commission
The authorities in Thailand have recently taken action against a number of so called “overseas brokers” operating from Bangkok. The brokers have been targeting people both in New Zealand and Australia usually claiming to offer investment opportunities ... More >>
Commission Welcomes Thai SEC Action
Friday, 27 July 2001, 11:30 am | Securities Commission
The Securities Commission is pleased that the Thailand Securities and Exchange Commission is tackling the problem of illegal brokers operating from that country. More >>
Discussion Paper - Retirement Villages
Wednesday, 7 June 2000, 12:26 am | Securities Commission
The Securities Commission has released a brief discussion paper on the way the Securities Act 1978 applies to offers to the public of interests in resident funded retirement villages. More >>
Securities Commission Report Into FCL Shares
Wednesday, 7 June 2000, 12:25 am | Securities Commission
The Securities Commission has released its report on trading in the shares of Fletcher Challenge Limited in December 1999. More >>
