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Securities Commission - Latest News [Page 7]
New Website On Changes To Securities Law
Friday, 2 February 2007, 3:49 pm | Securities Commission
The Securities Commission has set up a website - www.newsecuritieslaw.govt.nz - to help people understand changes to securities law which take effect around the middle of 2007. More >>
Review of NZ Exchange Ltd
Thursday, 1 February 2007, 11:00 am | Securities Commission
The Securities Commission today released the terms of reference for its oversight review of NZX in respect of the 2006 calendar year. These are published on the Commission’s website, www.sec-com.govt.nz. A copy follows. More >>
Commission bans contributory mortgage broker
Tuesday, 19 December 2006, 3:47 pm | Securities Commission
The Securities Commission has banned Contributory Mortgage Investments Ltd (CMI) from acting as contributory mortgage broker for two of its mortgages. More >>
Securities Commission prohibits ads
Friday, 13 October 2006, 2:41 pm | Securities Commission
Securities Commission prohibits ads for Hanover’s Protected Investments Global Growth Fund More >>
First Annual Oversight Review Of NZ Exchange
Tuesday, 26 September 2006, 11:28 am | Securities Commission
NZX’s performance as a registered exchange is good, the Securities Commission’s first annual oversight review of the exchange has found. More >>
3rd review of financial reports
Tuesday, 12 September 2006, 3:24 pm | Securities Commission
The Securities Commission has completed the third cycle of its financial reporting surveillance programme. The Commission reviewed 45 financial reports with balance dates from 31 March 2005 to 30 September 2005. Nineteen issuers had matters that ... More >>
Commission Concludes Feltex Investigation
Friday, 25 August 2006, 5:35 pm | Securities Commission
The Commission has conducted an investigation into the 2004 IPO Prospectus (“Prospectus”) of Feltex Carpets Limited (“FTX”) which attracted both institutional and retail investor interest. More >>
Finance Companies Improve Their Disclosure
Thursday, 24 August 2006, 5:24 pm | Securities Commission
Finance companies’ disclosure of information for investors has markedly improved since the Securities Commission published a report on Disclosure by Finance Companies in April 2005. More >>
Effects of T'comms Statements on Securities Mkt
Tuesday, 25 July 2006, 12:56 am | Securities Commission
The Securities Commission has released a report of its inquiry into effects on the securities markets of statements made in May 2006 concerning telecommunications. More >>
Warning – Share Scams Using Fake Regulators
Friday, 14 July 2006, 3:50 pm | Securities Commission
The Securities Commission warns about a new version of unsolicited investment offers from overseas. The scam uses faxes and e-mails to target people with offers of share deals. The investment offer is meant to get victims to send money before the “services” ... More >>
Commission accepts undertaking from The Gables Ltd
Thursday, 6 July 2006, 1:37 pm | Securities Commission
The Securities Commission has accepted an enforceable undertaking from The Gables Limited and other related parties. The undertaking relates to an offer of securities to the public by The Gables Limited which had no registered prospectus or investment ... More >>
Communiqué of Securities Commissions Conference
Friday, 9 June 2006, 1:37 pm | Securities Commission
Final Communiqué of the XXXI Annual Conference of the International Organization of Securities Commissions (IOSCO) More >>
Securities Commission Chairman re-elected
Friday, 9 June 2006, 12:21 am | Securities Commission
The Chairman of the Securities Commission, Jane Diplock AO, has been re-elected Chairman of the Executive Committee of IOSCO (the International Organisation of Securities Commissions). Jane was first elected chair in May 2004 for a two year term. More >>
Securities Inquiry to Include Cunliffe Comments
Monday, 22 May 2006, 8:47 am | Securities Commission
The Commission has amended its Terms of Reference of its inquiry into circumstances surrounding the release of the Government's Telecommunications Stocktake paper. More >>
Securities Commission Inquiry broadened
Thursday, 18 May 2006, 4:36 pm | Securities Commission
The Commission has amended its Terms of Reference of its inquiry into circumstances surrounding the release of the Government’s Telecommunications Stocktake paper. More >>
Securities Commission Considers NZX Referral
Wednesday, 17 May 2006, 3:37 pm | Securities Commission
The Securities Commission has received a referral from the NZX relating to comments reported to have been made by the Telecommunications Minister David Cunliffe on Telecom’s dividend policy. More >>
Securities Markets And Telecommunications Paper
Friday, 12 May 2006, 2:50 pm | Securities Commission
The Securities Commission is inquiring into whether the conduct and circumstances surrounding the release of the Government’s Telecommunications Stocktake Paper on 3 May 2006 affected the transparent and orderly functioning of the securities markets. More >>
Tranz Rail Case
Monday, 3 April 2006, 10:32 am | Securities Commission
The Securities Commission has reached a settlement of the insider trading proceeding against Berkshire Fund III, a Limited Partnership, which was a former Tranz Rail shareholder, and Carl Ferenbach, a former director of Tranz Rail. More >>
Tranz Rail Case – Berkshire and Ferenbach settle
Monday, 3 April 2006, 9:29 am | Securities Commission
The Securities Commission has reached a settlement of the insider trading proceeding against Berkshire Fund III, a Limited Partnership, which was a former Tranz Rail shareholder, and Carl Ferenbach, a former director of Tranz Rail. More >>
Securities Commission Oversight Review
Friday, 31 March 2006, 3:17 pm | Securities Commission
The Securities Commission and NZX work together as co-regulators, according to principles of partnership and trust, to promote the integrity of and confidence in New Zealand’s capital markets. More >>
