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Securities Commission - Latest News [Page 8]
Trading in the shares of KIP
Tuesday, 7 March 2006, 5:18 pm | Securities Commission
The Securities Commission has completed a review of trading in the shares of KIP during November 2005. More >>
Commission accepts enforceable undertaking
Wednesday, 1 March 2006, 8:13 am | Securities Commission
The Securities Commission has accepted an enforceable undertaking from contributory mortgage broker Contributory Mortgage Investments Limited (CMI), its director John Martin and its consultant Peter van Nieuwkoop. More >>
Commission Highly Ranked in 'Best Places to Work'
Friday, 24 February 2006, 4:39 pm | Securities Commission
The Securities Commission was rated second best of 69 small workplaces in Unlimited magazine’s Best Places to Work in New Zealand Survey 2005. “The result confirms the Commission's positive and vibrant organisational culture,” Chairman Jane Diplock ... More >>
Securities Commission reviews financial reports
Tuesday, 21 February 2006, 1:15 pm | Securities Commission
The Securities Commission has completed a second cycle of its financial surveillance programme which aims to help issuers improve the quality of their financial reports. More >>
Report On Access Brokerage Inquiry
Tuesday, 13 December 2005, 5:28 pm | Securities Commission
The securities markets operated by NZX are operated under a co-regulatory regime by the Securities Commission and NZX. The co-regulatory framework facilitates effective frontline regulation, discharged through a registered exchange, coupled with, and ... More >>
Investments Illegally Offered By Global Fx Trust
Tuesday, 22 November 2005, 5:03 pm | Securities Commission
The Securities Commission has banned advertisements for investments in the Global FX Secure Trust II. More >>
Information Control in Market Participant Firms
Monday, 14 November 2005, 3:07 pm | Securities Commission
The Securities Commission has issued a report highlighting the need for market participants to have good information controls (Chinese walls). This report arises from the Commission’s inquiry into trading in shares of Wrightson Limited in June 2004. More >>
Telephone share scams get new twist to con Kiwis
Friday, 28 October 2005, 3:33 pm | Securities Commission
An innovative new twist is being used by overseas people who telephone New Zealanders with offers of share deals. More >>
Ponzi Scams on the Internet
Friday, 21 October 2005, 3:14 pm | Securities Commission
The Securities Commission is warning New Zealanders against the overwhelming number of investment scams being hawked on the internet as High Yield Investment Programmes (HYIP’s). More >>
Commission Settles Provenco Insider Trading Case
Monday, 3 October 2005, 10:12 am | Securities Commission
The Securities Commission has reached a settlement of its proceedings alleging insider trading which it brought against Provenco Group Ltd (formerly Advantage Group Ltd), directors Mr DJ Wolfenden and Mr NP Gordon, and former director Mr AH Bradley. More >>
ASIC and Securities Commission to increase co-op
Friday, 26 August 2005, 4:01 pm | Securities Commission
The Australian Securities and Investments Commission (ASIC) and the New Zealand Securities Commission met in Sydney earlier this week to promote greater regulatory cooperation between the two countries. More >>
Practice Note – Prospective Financial Information
Thursday, 25 August 2005, 5:07 pm | Securities Commission
The Securities Commission issued a Practice Note last year on prospective financial information in offer documents. The Practice Note is to assist people preparing offer documents during the transition period before international financial reporting standards ... More >>
Report to help issuers improve financial reports
Tuesday, 9 August 2005, 12:56 am | Securities Commission
The review, carried out earlier this year, was the first cycle of the Commission’s financial surveillance programme which aims to help issuers improve the quality of their financial reports. More >>
Securities Commission Focuses On Disclosure
Monday, 27 June 2005, 11:24 am | Securities Commission
The Securities Commission may take action against people with large shareholdings who fail to disclose changes to their holdings or who do not make timely disclosure of changes to their holdings. More >>
NZFOX Share Options Declared as Futures Contracts
Thursday, 16 June 2005, 3:27 pm | Securities Commission
The Securities Commission has declared that share options listed and traded as NZFOX share options are futures contracts under the Securities Markets Act 1988. These share options will be traded on the Sydney Futures Exchange. More >>
Overseas Share Scams Campaign
Monday, 13 June 2005, 9:31 am | Securities Commission
The Securities Commission today began a campaign to alert New Zealanders to share scams promoted by people who telephone from overseas. More >>
Shortcomings revealed in financial reports review
Friday, 10 June 2005, 12:35 am | Securities Commission
Forty per cent of financial reports of issuers reviewed by the Securities Commission were found to have some shortcomings that need to be addressed. More >>
Tranz Rail Holdings Limited
Monday, 23 May 2005, 9:35 am | Securities Commission
The Securities Commission has reached a settlement of the claims of insider trading which it brought against a former CFO of Tranz Rail, Mr Mark Bloomer. More >>
Finance companies could improve disclosure
Friday, 22 April 2005, 3:19 pm | Securities Commission
Finance companies could improve the disclosure they make to investors, according to the Securities Commission. More >>
20 Best places to work
Tuesday, 1 March 2005, 5:54 pm | Securities Commission
The Securities Commission was named as one of the Top 20 workplaces in New Zealand by Unlimited magazine. “The result is a confirmation of the Commission’s positive and vibrant organisational culture,” said Jane Diplock, Executive Chairman. More >>
